Jim has been in the insurance/financial planning business since 1988 bringing many years of experience to the table. His career began in the life insurance business and later received his securities registrations in 1994. He currently holds a series 7, 63 and a California insurance license.
Jim believes that relationships are the foundation of the financial business. A good relationship is built upon trust, honesty, integrity and working closely with the client to accomplish their goals.
As an experienced financial professional Jim offers a full line of insurance and investment products and services including insurance, annuities, mutual funds, 529 plans, IRAs, REITs, stocks and bonds and incorporates these products in his clients' financial planning.
He is a 4th generation Californian. Jim is married with 4 children and in his spare time he enjoys attending his children’s activities, golf, and spending time with family.
Securities and insurance products are offered through Cetera Investment Services LLC (doing insurance business in CA as CFGIS Insurance Agency), member FINRA/SIPC. Advisory services are offered through Cetera Investment Advisers LLC. Neither firm is affiliated with the financial institution where investment services are offered. Investments are: *Not FDIC/NCUSIF insured *May lose value *Not financial institution guaranteed *Not a deposit *Not insured by any federal government agency. Registered Address: 601 Union Street, Suite 2000, Seattle, WA 98101
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Investment Executives are registered to conduct securities business and licensed to conduct insurance business in limited states. Response to, or contact with, residents of other states will only be made upon compliance with applicable licensing and registration requirements. The information on this website is for U.S. residents only and does not constitute an offer to purchase brokerage services to persons outside of the United States.